What Happens to the PennHIP Radiograph?

Technique and Reporting Process

by Fred Lanting 

      

Early in many breed magazines featured an OFA public relations release entitled "What Happens to a Radiograph at the OFA: The Submission and Evaluation Process”.  As the author of “Canine Hip Dysplasia”, and an international lecturer on orthopedic disorders, as well as a long-time specialty judge of the Anatolian Shepherd and related breeds and varieties such as the Kangal and Akbash, I was asked by many readers to comment. Specifically, on similarities and differences in the procedures used when radiographs are taken for the PennHIP evaluation.

       As you probably know, the acronym stands for (University of) Pennsylvania Hip Improvement Program. This was a program that began as a consequence of scientific inquiry which in turn had its roots in the two related parents of invention: need and curiosity. The need was the desire of breeders and buyers for an earlier idea of how good were the hips of their canine “products”. Curiosity is the very heart of science, the “need to know”; in this case the question was “What must we learn to do in order to provide that early information in a valid and reliable manner?” More than a decade ago, because the 30-year history of the older hip dysplasia control programs had not resulted in satisfactory progress, researchers at that veterinary college in Philadelphia developed equipment and techniques to satisfy both breeder and scientist needs. Times change: what was acceptable in the past is not enough now; the bar has been raised, and to perform today we must jump higher, do better.

       Despite years of data availability, many breeders and other dog fanciers appear either totally unaware, or to have various bits of fact and misconception mixed together like a tossed salad, regarding PennHIP and its relationship to OFA. Almost everyone now knows that the Orthopedic Foundation for Animals was established in the mid 1960s to collect radiographic data on hip dysplasia (abnormal hip joint development) and to register and publicize those dogs with more normal joint appearance so breeders could avoid the worst ones, which might also be the worst “carriers”. The American Veterinary Medical Association (AVMA) developed guidelines for positioning the dog for its radiograph in order to show the maximum number and extent of bony growths and remodeling of bone contours.  In doing so, vets discovered an important principal: there was a correlation between those abnormalities and laxity (loose fit). Both for the individual’s risk of affliction and the risk of bestowing the causative genes upon future descendants, the phrase “Tighter Is Better” became an obvious truth. To this day, it is one of the two definitions of HD that OFA uses, the other of course being DJD --- degenerative joint disease.

       The AVMA position, popularized by OFA, is that of a dog lying on its back in a similar way that we bipedal humans stretch out in our beds or coffins. It is certainly not a “natural” position for a quadripedal animal — one that travels on all four limbs of approximately equal lengths. In order to make a dog assume this supine humanoid position, the legs must be pulled (extended) with some force and restraint, or the dog would pull the knees up (flex them forward toward the chest and head). The “neutral/natural” position for the standing or moving dog is with the vertical femurs (nearly 90 degrees from horizontal) making an angle with the pelvis of somewhere near 120 degrees (60 degrees if you start from the tail end). The “neutral/natural” position for Homo sapiens (or Homo erectus as we perhaps should have called ourselves) is the erect one when standing or moving. By neutral, I mean that position in which there is the greatest state of relaxation of muscles used to extend or flex the limb. Not only are the muscles and ligaments most relaxed, but also the joints are the loosest they will ever be. When the quadripedal dog or bipedal man is standing at ease, a very few nerve impulses are all that are needed to maintain balance by triggering a very few muscle fibers on all sides of the joint. The contractions in the rear parts of our legs keep us from falling forward, for example, while at the same time the momentary contraction of a few “front” muscle fibers counteract their effect.

       It is very important to understand this stasis or position of most neutrality, this balance of forces, in order to understand one of the significant differences in AVMA’s current protocol and the position used by PennHIP. The AVMA-OFA position stretches (tightens) the muscles on the belly side and front of thigh while not letting those on the back side operate in contraction and balance.  In other words, the leg-extended view unnaturally and artificially “winds up” the muscles, tendons, and ligaments in and around the hip joint. These soft tissues closest to the joint are primarily the white-tissue, high-collagen types such as tendons and ligaments, and these do not extend (change length) to the degree that muscle fiber can. Thus, the twisting of white-tissue fibers is like twisting a rubber band with two sticks turning in opposite directions. Actually, the extensibility of joint capsule tissue makes it more analogous to use nylon rope instead of an elastic band for the illustration. This artificially tighter-than-natural position contributes to the high false-negative rates in the OFA-certified dogs, as pertaining to laxity. While it is the best for discovering DJD (degenerative joint disease) it is the worst for uncovering latent laxity, or what I have taken to calling “covert laxity”. False-negative means that a passing grade is given because the true laxity was not observed in spite of, or due to, the method used to look for it.

       In the most current and nearly the only stress-radiographic analysis method used, the PennHIP technique, the dog is placed in its most neutral position, even more neutral than standing naturally because the small effect of gravity is diminished. While under chemical relaxants sufficient to prevent resistance to manipulation, the dog’s femurs are spread apart (distracted) with the force applied as close to the hip joints as possible. One of these radiographic exposures is made at that time, and the actual displacement is measured. An index is calculated in order to take into account the various sizes of dogs and their femoral heads/acetabulums. Any dog with an index of lower than 0.3 is practically guaranteed to never get HD, whether as defined by Penn as DJD, or by OFA as either DJD or laxity. So far there has been only one “semi-exception” in more than 25,000 dogs, a dog with 0.29 in one hip when evaluated at a very young age and later discovered to have very minimal joint quality change. There is a mention in a 1993 AJVR publication of this exception. Few dogs will show later evidence of DJD, and then it is minimal.  The threshold of 0.3 is not absolute, but such findings do not at all diminish the value of PennHIP. Exceptions do not make or negate the rule.

       All of the above is meant to be as concise an introduction to the question of what happens to a PennHIP radiograph as is feasible, while not leaving other important questions unaddressed. There are actually three radiographs used in the PennHIP procedure, and only PennHIP-certified vets may submit them. Additionally, every dog’s films enter the database, so there is not the skew or bias as found with OFA. The “first” film (actually, it doesn’t much matter in which order they are made) is identical to that used by OFA and so many countries: the traditional AVMA extended-leg picture for the study of bone abnormalities — in the worst cases, laxity is also apparent here.  The second film is of the knees-up neutral position with a very small compressive force pushing the femoral heads into the sockets. While not as important as the other two, this view allows an evaluation of congruity, how neatly the round head fits into the curve of the socket.  It should be emphasized that PennHIP consists of the OFA view plus two additional views. To those who have been confused by rumor or news releases, we must ask: “How could more information be less useful?”

       It is the third view that really makes all the difference. While the dog is deeply “under” and does not feel anything even on a nearly subconscious level, the patented distractor unit is placed between the legs at the groin, roughly parallel to the pelvis. Twin bars in this device that is shaped like the Roman numeral II act as the fulcrum, and when the lower legs are held near the hocks and pressed together, the vet leverages the femoral heads away from each other and outward (laterally) from the sockets. No covert laxity escapes this view, though much goes unobserved in the leg-extended and non-stressed views.

       The films are sent to the Synbiotics PennHIP Analysis Center in Malvern, PA, where a handful of people evaluate them (OFA uses a panel of radiologists that rotates or varies constantly). DJD presence or absence is noted, and circle gauges are laid on the third radiograph for use in objectively measuring the displacement. It is here where the paths diverge markedly: OFA, AVMA, SV, and most foreign hip registries or breed clubs use only the subjective leg-extended view, while PennHIP adds the objective view. At Penn, the results are added to those already in the database and compared. A report is issued that states where this particular dog stands in relation to the average (mean) for its breed, expressed as “percentile”. For example, if the mean for GSDs is 0.41, your Shepherd with a DI of 0.53 will be in a percentile between 50 and zero. A percentile of 80 means that your dog has tighter (better) hips than about 80% of those in the breed. The mean varies a little with time, especially when there is a low initial number of dogs in the database. However, there is no escaping the facts that “tighter is better” and that a relative threshold of safety of  0.3 exists.

            Contrary to the publicity release OFA put out in the spring of 1999, in which it was again intimated that estrus affects or may increase joint laxity, the PennHIP researchers and method do not show it to be a factor in the distraction view. In fact, there appears to be no veterinary literature yet, to support the idea that it is so, even in the leg-extended view. Furthermore, a study performed at the veterinary school at U of PA. definitively showed that hip laxity, whether on the distraction view or the hip extended view, was not affected by estrus. Their conclusion is that that scientific evidence refutes the OFA's purported relationship of estrus to hip laxity, and that not only is there "no support”, there is strong enough scientific documentation to refute it.

Strict standards are imposed at the PennHIP Analysis Center. Any radiograph that is not clear, does not show any laxity on the distraction view, or shows that the dog is not positioned properly enough, is rejected. However, this is infrequent because the certified vets have to pass a training and subsequent testing regimen. For OFA, any local practitioner may submit films, even if all she or he has ever X-rayed for in the past has been fractures.

       The great value of PennHIP is the accuracy and reliability of evaluations done at an early age, so owners don’t spend more money than necessary in training for more demanding work, or even breed a dog that has a relatively high risk of later transmitting many bad genes to progeny, or itself developing DJD. The accuracy and repeatability of the D.I. is as valid at six months age as throughout life; in fact very high reliability (96%) is seen in pups even as young as four months. The report by OFA that they too, now have equal predictive value (JAVMA, 1997) was refuted by a University of Wisconsin study published later and has not been confirmed by other independent research. Similarly, the OFA claim of progress in the past quarter-century has not been supported by data or experience elsewhere. The claims in the news release were reduced to just a 2.83% increase by the time the article was reviewed and then published in JAVMA in 1997; that would indicate that the inflated numbers that the OFA touted in the mailings to clubs might not be all that impressive.  People reading the updates are basing their decisions on what they read, and more read their club’s periodicals than read the vet journals. All that reliance on OFA numbers has done is to allow very slow, perhaps almost imperceptible, progress in some lines of some breeds, and in a statistically insignificant amount, the “excellent” ratings in a few breeds. In almost all others, thirty-some years of partial use of OFA for breeding decisions has resulted in no progress, and in a few breeds the situation may actually have worsened. Breeders complain of a plateau reached in rates of progress when relying solely on OFA certification.

       During the seminar on HD and other orthopedic disorders that I have presented in many countries, I am often asked for advice in a number of areas. One question that has come up since PennHIP’s advantages have become more widely known is “Should I chuck OFA out the window?”  No. At least not yet. In fact, I recommend to those who want to compare and to communicate info to their OFA-only colleagues, that they ask the PennHIP vet to slip an extra film into the cassette for the first shot, and send that one to OFA. For advertising purposes, there is still an awareness advantage to also mentioning OFA. Those readers of the ad who know nothing of PennHIP may be more set at ease with an “OFA-excellent” than with an as-yet unfamiliar rating, and certainly more than no rating at all. This advantage is slowly receding, though, as increasingly people become knowledgeable about PennHIP and discouraged with the relatively poor reliability of OFA. There are a few points that have to be clear, basic things to keep in mind:

  1. PennHIP is the OFA's hip-extended plus two more radiographs that show different things,
  2. PennHIP has performed biomechanical studies on its radiographic positioning while the OFA has not,
  3. PennHIP has performed much research in general and these have been published in refereed journals to prove the science is valid.  OFA has not. 

       An even better idea is to send that extra film to GDC, along with pedigree and info on siblings. OFA (and unfortunately PennHIP at this date) are “closed” registries, which means you cannot get info on OFA’s failed (dysplastic) dogs such as relatives of the ones you want to breed. GDC is an “open” registry, with such valuable breeders’ information being available. Institute for Genetic Disease Control (GDC) and its international corollary, the IEWG (Int'l Elbow Working Group): fax 650-941-7848, or 12640 La Cresta Dr, Los Altos CA 94022 or look at their website.

       I used to suggest a program of Bardens palpation, wedge X-ray, and OFA-Good or Excellent. Times have indeed changed, technology has improved, and today I recommend PennHIP at 4-6 months (or any time before breeding) as a viable and more accurate evaluation than all three of those. For breeding, I tell my audiences to breed only to a partner with higher than 50th percentile and lower DI than the mean, or a lower DI than their own dog has, and if they really want to accelerate progress, to breed dogs with 0.3 or better. At least, get as close to that threshold as possible, consistent with preservation of breed type and character. For the sake of the unbelievers or unreached, I also suggest thinking about getting an OFA reading as an adjunct to the better method. When you can easily sell all you produce without that crutch, you can then forget about OFA. Or perhaps OFA by then will have adopted this improved technique for the sake of faster progress in reducing HD incidence.

 

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Copyright  2001 Fred Lanting, Canine Consulting.  Mr.GSD@juno.com.  All rights reserved.  Please view his site Real GSD. 

NOTE:  A well-respected AKC and Schaferhund Verein judge, Mr. Lanting has judged in more than a dozen countries, including the prestigious FCI Asian Show hosted by Japan Kennel Club, the Scottish Kennel Club, a Greyhound specialty in England, and more.  National Specialties: 1994 GSD Club of America National; 1991 Tibetan Mastiff National; 1990 Shiba National; Fila Brasileiro Nationals (several times), Dogo Argentino National, Pyrenean Shepherd National.  Numerous Chinese Shar Pei and Australian Shepherd specialties; regional Anatolian Shepherd specialty. Numerous GSD, Rottweiler, & Boxer specialties worldwide.  He is also the author of several ‘must read’ books, including THE TOTAL GERMAN SHEPHERD DOG, CANINE HIP DYSPLASIA, CANINE ORTHOPEDIC PROBLEMS.  A former professional all-breed handler in the US and Canada, he has lectured in over fifteen countries on Gait-and-Structure (Analytical Approach), Canine Orthopedic Disorders, and other topics, as well as being a  Sr. Conf. Judges Ass’n (SCJA) Institute instructor. WV Canine College instructor & member, advisory board.  His full Curriculum Vitae is very impressive and we are grateful to him for sharing that knowledge on this site.